An event with Regulatory Summary Webinar Register now Date: October 8, 2024 Time: 10:00 AM - 11:00 AM EDT Join us for a webinar hosted by Francois Suanez, Compliance Manager SME and Hannah Prieto, Regulatory Compliance Analyst, on October 8, 2024, to explore the latest insights about the evolving regulatory trends and their impact on risk management in finance. What to expect: Learn insights about the evolving regulatory perspective on AI integration SEC crackdown on firms’ failure to comply with record-keeping requirements Dive into key cases that highlight compliance risks, including non-financial misconduct, insider trading, record-keeping violations, and off-channel communications Register now to secure your spot! Date Wednesday, October 8, 2024 Time 10:00 AM – 11:00 AM EDT Location Virtual Time Overview 10:00AM Webinar This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you. Related Resources Events [Watch] Behavox at Global RegTech Summit 2021 May 19, 2021 Compliance [Watch] Trends and Guidance for Managing HR Misconduct & Regulatory… May 13, 2021 Regulatory Intelligence Avoiding the Hidden Price of Non-Compliance: Monitorships November 20, 2023 Thank you! You will receive a confirmation shortly.