On-Demand Virtual Event THE FOUNDATIONS FOR EFFECTIVE COMPLIANCE SURVEILLANCE With a wide range of technological solutions at their disposal, financial institutions are better equipped than ever to identify risk. But what happens after you have identified something problematic? Has your firm laid the foundations to ensure non-compliant behavior is quickly and adequately addressed? Wednesday April 14th at 4pm BST | 11am EDT | 8am PDT During this round table, Mathew Epstein, Global Head of Communication Surveillance at Citadel LLC, explains the steps your firm should take to ensure an effective escalation and remediation process. The potential pitfalls of not adequately preparing for handling true positives Best practices for ensuring an effective escalation and remediation process The importance of building relationships with internal stakeholders Following the presentation we’ll open the floor for an interactive discussion. Speaker : Mathew Epstein Global Head of Communication Surveillance Citadel LLC Expand Details ACCESS THE ON-DEMAND EVENT Thank you! You will receive a confirmation shortly.
