Modern Compliance Webinar Series

Home Alone 2 — Compliance Best Practice and Essential Calibration for the Next Phase of WFH

Now that markets and firms have settled into a semi-permanent state of WFH, a clear path forward has emerged for compliance officers. Resilience assessments will paint a clear picture of what was successful during the first phase of remote work, and what operational pillars need to adapt. Regulators expectations are high and the time for leniency has passed.

Innovation in technology, reporting, monitoring, and regulatory relations has set the standard for model compliance practice. Insights from the past 5 months on risk, systems resilience, alert management, and supervision are the key to precise calibration moving forward.