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CFTC Revokes Registrations Allianz Global Investors: The Importance of Advanced Compliance Systems and Controls

Fahreen Kurji | March 22, 2023
Following a string of scandals within financial services (Silvergate, SVB, Credit Suisse), yesterday the Commodity Futures Trading Commission (CFTC) announced...

How to Prepare For the Return To the Office or Hybrid Workplace

May 5, 2021
Many traders and their compliance officer counterparts are beginning to return to...

Behavox Expands Coverage of WhatsApp and WeChat with Deepened TeleMessage Partnership

May 4, 2021
Increasingly, firms are seeing employees moving voice, text and chat conversations away...

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