Behavox runs regular compliance workshops and roundtables exclusively for the industry practitioners.

The purpose of these events is to share best-practices and discuss common regulatory challenges. Ahead of each event Behavox Regulatory Intelligence team prepares and distributes a detailed research pack on the subject matter.

Attendance is complimentary to all members of the Compliance Community.

Events in the UK

March 1st, 2017 - “MAR so far”

Market participants are faced with an interesting ‘teething’ period while the regulators establish how to interpret, supervise and enforce the Market Abuse Regulation (MAR).

Inevitably, there remain some gaps, some confusion and some wrinkles which need clarification and practical consideration.

Darren Fox, a renowned funds advisory partner from the international law firm Simmons & Simmons, will give a 20 minute presentation to the community addressing many of these issues. Discussions will then be opened up to those in attendance.

This roundtable will last for 90 minutes.

Register to find out more.

Past events

Jan 25, 2017 - Data Protection and Data Retention; best practice for compliance

Request research materials.

Nov 30, 2016 - Cyber-security from a compliance perspective

Request research materials.

Apr 18, 2016 - Market Abuse Regime for Buy-side

Request research materials.

Feb 11, 2016 - Market Abuse Regime for Sell-side

Request research materials.

Events in the US

First events will start in early 2017

Register your interest to find out more.

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