Behavox runs regular compliance workshops and roundtables exclusively for the industry practitioners.

The purpose of these events is to share best-practices and discuss common regulatory challenges. Ahead of each event Behavox Regulatory Intelligence team prepares and distributes a detailed research pack on the subject matter.

Attendance is complimentary to all members of the Compliance Community.

Events in the UK

Mar 23, 2017 - “MiFID II compliance and beyond” - a Behavox presentation

The imminent effect of MiFID II is demanding a huge change in the approach that financial services firms take to their business models, investor interaction, systems and infrastructure. Compliance is seamlessly attached to every part of this change and is a key factor of consideration before the deadline in early 2018.

Behavox will present its unique approach to capture, monitoring and analysis of data as required by MiFID II, with focus on two particular areas, illustrating how Behavox complies with MiFID II:

  • Research unbundling - a totally automated solution deployed in our hedge fund clients for quantifying the value of research and making broker allocations.
  • Unwanted research – foolproof approach to the detection of all instances where unsolicited analysis is being pushed into an organization or being used without the knowledge of the organization.

This presentation is an open house event that will be hosted at Behavox’s London offices.

Register to find out more.

Past events

Mar 1, 2017 - “MAR so far” roundtable

Request research materials.

Jan 25, 2017 - Data Protection and Data Retention; best practice for compliance

Request research materials.

Nov 30, 2016 - Cyber-security from a compliance perspective

Request research materials.

Apr 18, 2016 - Market Abuse Regime for Buy-side

Request research materials.

Feb 11, 2016 - Market Abuse Regime for Sell-side

Request research materials.

Events in the US

First events will start in early 2017

Register your interest to find out more.

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