# Behavox

> Behavox builds AI-native compliance and conduct-surveillance software that helps the world’s leading financial institutions detect risk, misconduct, and market abuse across every communication channel.

This full-text digest concatenates the definitional lead and key copy for every published Behavox product, solution, news article, and company page so answer engines can quote Behavox content accurately.

## Atlas

URL: https://www.behavox.com/atlas

The control room that closes the loop between business, compliance decisions, and regulatory evidence. Atlas is the control room that closes the loop between business decisions, compliance decisions, and regulatory evidence — connecting deal registration, insider lists, restrictions, approvals, and audit evidence on one operating record for MNPI and information-barrier programs. Behavox Atlas is the control room for MNPI, restrictions and approvals — one operating record with MAR Article 18 evidence exports in minutes. Connected Case, approvals, evidence, deal documents, and the audit trail live on one record — not scattered across six systems. Current Insider lists reconcile against HR and wall crossings self-generate on department changes, with restrictions, blackouts, and information barriers timestamped, versioned, and re-checked on every change. Defensible Built-in reporting templates generate a complete MAR Article 18 export in 2 minutes, and every restriction change is 4-eyes-approved and actor-attributed. Real-time control enforcement Restrictions, watchlists, and approvals flow reliably across trading, communications, and PAD, so controls are in force where the business operates, not just recorded in the control room. Regulator-ready evidence in minutes MAR Article 18 insider lists, deal changelogs, and approval trails are ready without manual reconstruction — a complete evidence package generated in under 2 minutes. AI-assisted intake and answers Employees get a direct answer to "Is this restricted?" from live control-room data, while AI pre-populates deal records and summarizes deal changes. 120+ Financial institutions running Behavox technology $270M+ Invested in R&D 2 min MAR Article 18 evidence export 6–8 weeks Typical implementation What does Atlas do? Atlas is the control room that connects deal registration, insider lists, restrictions, approvals, and audit evidence on one operating record, so the business decision, the compliance decision, and the regulatory evidence move together instead of in sequence. How fast can Atlas produce regulator-ready evidence? Atlas generates a complete MAR Article 18 insider-list export in under 2 minutes, with deal changelogs and approval trails ready without manual reconstruction. What regulations is Atlas aligned to? Atlas is aligned to major control-room obligations including SEC Rule 10b-5, Regulation M, FINRA 3110 & 4511, UK MAR, EU MAR Article 18, FCA SM&CR, and DFSA/ADGM.

## Compass

URL: https://www.behavox.com/compass

The integrated conflicts-of-interest platform — declare, detect and defend, on one record. Compass is the integrated conflicts-of-interest platform that captures every personal and institutional conflict disclosure, checks it automatically against 57+ conflict scenarios, and keeps the decision, rationale and evidence on one audit-ready record. Behavox Compass is the integrated conflicts-of-interest and PAD platform: 90-second pre-clearance, 57+ automated checks, evidence in minutes. 57+ automated conflict checks, one platform Every disclosure is checked against 57+ conflict scenarios at submission — 21 personal flags across 6 categories and 36 institutional scenarios across 6 families. AI-assisted declarations, in seconds Employees file disclosures in natural language via the UI, Slack or Microsoft Teams, and annual attestations pre-fill from the year's captured activity. Configurable rules engine Configurable rules auto-approve low-risk cases so reviewers see only what needs judgement, and declaration change detection flags only what has changed year over year. Regulator-ready evidence in minutes Built-in MAR and regulatory reports generate in about 20 seconds, and every check, decision, rationale and timestamp is captured in one audit-ready record. Connected to Quantum, Polaris and Atlas Communications, trade activity and restricted-list context flow into every Compass case before a reviewer opens it — no manual pulls, no reconstructed cases. Enterprise-grade trust In production at institutional scale since 2014, SOC 2 Type II certified, and aligned to major conflicts and personal-conduct regimes including SEC Rule 204A-1, FCA SM&CR, FINRA 3210/3270/3220 and MiFID II Art. 23. 90 sec PAD pre-clearance time ~5 min Annual declaration time >95% Declaration completion rate 120+ Financial institutions on the platform What does Compass do? Compass is the integrated conflicts-of-interest platform that captures every personal and institutional conflict disclosure, checks it automatically against 57+ conflict scenarios, and keeps the decision, rationale and evidence on one audit-ready record. How fast is PAD pre-clearance with Compass? Personal account dealing pre-clearance takes about 90 seconds in Compass, compared with 20+ minutes for manual review, and annual declarations take around 5 minutes instead of roughly two weeks per employee. How does Compass connect to the rest of the Behavox platform? Compass integrates with Quantum for communications context, Polaris for trade activity, and Atlas for restricted-list checks, so every case arrives with the relevant signals already inside it — no manual pulls or reconstructed cases.

## Cross-Border Compliance

URL: https://www.behavox.com/cross-border-compliance

Know what every rule permits, in every jurisdiction, before the business acts. Cross-Border Compliance is Behavox's machine-readable regulatory rules engine and AI compliance assistant that tells advisors, traders, and systems what's permitted across 190+ jurisdictions before the business acts, enforced at the point of action via API. Behavox Cross-Border Compliance delivers machine-readable rules for 190+ jurisdictions, enforced at the point of action via API. Launching 2026. Regulatory rules for 190+ countries Machine-readable and current rules covering investment restrictions, cross-border marketing, suitability requirements, tax obligations, and fund-distribution rules, delivered as binary do's and don'ts. AI-powered compliance assistant Answers complex cross-border questions instantly — pre-trade restrictions, fund eligibility, client-meeting rules, marketing compliance — without a call to legal. API-first architecture Embeds compliance rules directly into trading systems, portfolio management, CRM, and client-facing websites, so rules enforce at the point of action rather than after the fact. Governance Hub Compliance teams manage rule customization, approval workflows, and regulatory updates, with full audit trails and version history, as regulations change across all markets. Part of the Behavox Controls Platform Cross-border intelligence sits alongside communications surveillance, trade surveillance, insider-threat detection, and regulatory archiving — unified compliance infrastructure for global enterprises. 190+ Jurisdictions with machine-readable rules 48 hrs Legal-review delay eliminated by real-time checks How many jurisdictions does Cross-Border Compliance cover? 190+ jurisdictions, with machine-readable rules covering investment restrictions, cross-border marketing, suitability requirements, tax obligations, and fund-distribution rules. How does the AI compliance assistant help advisors? It answers complex cross-border questions in natural language — pre-trade restrictions, fund eligibility, client-meeting rules, and marketing compliance — routing advisors to the correct restrictions and required disclosures for any market in real time, without a call to legal. When is Cross-Border Compliance launching? Behavox Cross-Border Compliance launches in 2026. Register your interest to join the early-access list and help shape the roadmap.

## Digital Employees

URL: https://www.behavox.com/digital-employees

Not just compliance — intelligent automation for any repetitive, multi-system workflow across your organisation. Digital Employees are AI-powered software agents from Behavox Robotics that log into enterprise systems exactly as a person would, executing repetitive, rule-based, multi-system workflows 24/7 at 60% lower cost than an equivalent human FTE — with no API integration required. Behavox Digital Employees are AI agents that log into any system like a human to run multi-system workflows 24/7 — no API integration required. Always on Digital Employees run 24/7 — no shifts, no breaks, no leave — so coverage never depends on headcount or scheduling. 60% lower cost Deploying a Digital Employee costs 60% less than an equivalent human FTE, with no recruiting, training, or attrition overhead. 100% consistent Alert #25,000 is reviewed to the same high quality as alert #1 — Digital Employees hold consistent standards under any volume. Any system, no API required Digital Employees work through the browser UI exactly as a human analyst would, so any system your team can log into, a Digital Employee can too. Documented by design Every action is logged and every decision documented, then written back to your system of record for full auditability. Minimal autonomy by design If a workflow is not defined, Digital Employees do not improvise — they stop and alert rather than guess. 24/7 Always-on availability, no shifts or breaks 60% Lower cost than an equivalent human FTE 52,000 Employees monitored in a production deployment $900K Annual savings from one 10-Digital-Employee deployment What are Digital Employees? Digital Employees are AI-powered software agents from Behavox Robotics that log into enterprise systems exactly as a person would, running defined workflows with precision, speed, and complete documentation. Do Digital Employees require API integration with our systems? No. Digital Employees interact with software through the browser, the same way your analysts do — if your team can log in and use a system, a Digital Employee can too, and onboarding a new system typically takes days, not weeks. What happens if a workflow isn't clearly defined? Digital Employees use minimal autonomy by design — if a workflow is not defined, they do not improvise; they stop and alert rather than guess.

## Falcon

URL: https://www.behavox.com/falcon

Detect the human signals that precede insider incidents — before employees act on them. Falcon is Behavox's insider threat platform that detects the behavioral signals — motive, financial distress, disgruntlement — that precede insider incidents, so security, HR, and compliance teams can intervene before an employee acts instead of investigating after the fact. Behavox Falcon is insider threat intelligence that detects risk indicators across 150+ communication data types — intervene before incidents occur. Detect what tools cannot see Falcon surfaces the behavioral signals that precede insider incidents months before the action, so organizations can intervene rather than investigate after the fact. Reduce alert fatigue Behavioral context filters genuine risk from background noise, targeting a ≥50% reduction in false-positive alert volume so security teams focus on real threats. Faster response When a risk profile crosses a threshold, watchlist registration, access review, and HR escalation happen immediately — not after a manual triage queue. Stronger defensibility Every alert, watchlist decision, and escalation is traceable, auditable, and formattable for regulatory examination. Confidence to act early A departing employee attempting data exfiltration at 11 PM is caught before it happens, not reconstructed in forensics after it does. 150+ Communication data types ingested 18 Risk policies (17 AI-powered, 1 rule-based) 100,000+ Verified true-positive examples in the Knowledge Base ≥50% Target reduction in false-positive alert volume What does Falcon detect that DLP and UEBA miss? DLP and UEBA address only the Opportunity side of the Fraud Triangle — file movements, USB copies, access anomalies. Falcon addresses all three sides by detecting motivation, rationalization, and intent, which only surface in communications. How does Falcon reduce alert fatigue? Falcon runs 18 risk policies (17 AI-powered, one rule-based) from the Behavox Insider Threat Knowledge Base — built from 100,000+ verified true-positive examples, regulatory frameworks, and enforcement cases — to target a ≥50% reduction in false-positive alert volume. How is Falcon deployed? Falcon deploys either as an API overlay evaluating alert candidates from existing surveillance systems such as Global Relay, Smarsh, Relativity, and Bloomberg Vault, or on the full Behavox platform, running on Quantum to ingest 150+ channels directly.

## Intelligent Archive

URL: https://www.behavox.com/intelligent-archive

Respond to any regulatory request — in hours instead of weeks. Intelligent Archive is Behavox's single, auditable, WORM-compliant regulatory archive that unifies 12+ communication channels and 150+ data types with AI-powered search, letting compliance teams respond to regulatory requests, legal holds, and examinations in hours instead of days. Behavox Intelligent Archive unifies 12+ channels and 150+ data types in a WORM-compliant archive with sub-4-hour regulatory production. Regulatory agility Respond to any document request, legal hold, or examination request within hours instead of days, so compliance teams stop rebuilding records by hand and start producing them on demand. Lower run-rate cost Consolidate 5–10 separate archive vendors onto one platform for up to 20x lower export cost than per-gigabyte legacy pricing, with deduplication cutting review volume by up to 30% without touching the underlying WORM record. Stronger defensibility Tamper-proof WORM retention and legal holds that persist indefinitely with no expiration; GCP Bucket Lock guarantees content cannot be modified or deleted before retention expiry, regardless of who issues the instruction. Protection of the franchise Fragmented, non-WORM-compliant archives are now an enforcement liability — the SEC and CFTC levied $1.8 billion+ in fines across 16 major institutions in 2022 for off-channel communications failures, with a second 2023 enforcement wave adding $549 million more. Native eDiscovery lifecycle Legal hold is applied at the custodian level across all channels simultaneously, with review groups, RBAC, and direct export to Relativity and PST/EML — no third-party eDiscovery bolt-on required. Migrate without turning anything off Behavox ingests from your existing archives and runs in parallel with incumbents during a phased migration, back-loading historical data and capturing new data in both systems until coverage is proven before cutover. 150+ Data types unified in one archive 12+ Communication channels covered <4 hrs Regulatory production time (down from 2–5 days) 20x Lower export cost vs. legacy per-GB pricing How fast can Intelligent Archive respond to a regulatory request? Regulatory production drops from the industry-standard 2–5 days to under 4 hours, turning the process into a structured, auditable workflow with AI-assisted document assembly. What channels and data types does Intelligent Archive cover? A single WORM-compliant archive spans 12+ channels — email, Bloomberg, Slack, Teams, ICE Chat, WhatsApp, Symphony, voice, mobile messaging, and attachments — across 150+ data types, all searchable from one interface with no separate logins. Which regulations does Intelligent Archive satisfy out of the box? It satisfies SEC Rule 17a-4(f), CFTC 1.35, MiFID II, FCA SYSC 10A, ESMA, MAS, GDPR, DORA, SOX, and HIPAA out of the box, with data residency available in any GCP region for cross-border sovereign-data requirements.

## Mosaic

URL: https://www.behavox.com/mosaic

The revenue intelligence platform that turns fragmented front-office data into prescribed actions — so your salespeople close more trades, every day. Mosaic is Behavox's revenue intelligence platform for the front office, turning fragmented trade, transaction and market data into prescribed daily actions — who to call, what to pitch, and why — so salespeople close more trades and managers coach with evidence instead of impressions. Behavox Mosaic is front-office revenue intelligence — trade, transaction and market data turned into prescribed daily actions and Client 360 views. Improved revenue per salesperson Every salesperson starts the day with a tailored call list, so more conversations convert to trades. Faster client preparation Client 360 assembles transaction history, alerts, recommendations and conversation insights in one view — call-ready in under a minute. Signal-to-action accountability Every alert and recommendation is instrumented from delivery through action to revenue outcome, so you know which signals generate real trades. Coverage discipline Managers see where the book is over-concentrated, where it has gaps, and who is converting signals into trades. Lower cost of data integration AI-assisted mapping replaces days of custom engineering with hours of self-service configuration. Revenue attribution Every recommended action is tracked from signal to closed trade, so the platform's commercial impact is measured, not assumed. 120+ Institutions on the Behavox platform $270M+ R&D invested <1 min Client 360 call-prep time What does Mosaic do? Mosaic unifies trade, transactional and market data — trades, axes, orders, holdings and RFQs — from multiple systems into one structured model, then gives each salesperson a short daily list of prescribed actions: which client to call, which product to raise, and why, with the evidence behind each recommendation visible and auditable. Does Mosaic require Quantum or Intelligent Archive? No — Mosaic works standalone and covers the full sales cycle from daily signal to tracked commercial outcome on its own. For firms already using Quantum or Intelligent Archive, communication-derived insights and voice transcripts flow into the sales workflow automatically, without a separate integration project, on the same control-grade data plane. Where does AI help inside Mosaic? AI maps incoming data fields to Mosaic's model for team approval — reducing new-source integration from days of engineering to hours of self-service configuration; ranks client-product matches and answers plain-language research questions, filtered by mandate and coverage; and drafts client-specific outreach emails or call scripts that a salesperson reviews and sends — never auto-fired.

## Pathfinder

URL: https://www.behavox.com/pathfinder

From regulations to approved policy in one auditable system. Monitored. Mapped. Evidenced. Pathfinder is Behavox's regulatory change and policy management platform that converts a regulatory update into an approved, employee-acknowledged policy change in a single auditable system — monitoring 100+ regulators across 50+ languages and mapping every change to the policies it affects. Behavox Pathfinder monitors 100+ regulators in 50+ languages, maps every change to the policies it affects, and evidences remediation to closure. RegScan — regulatory-change monitoring Horizon-scans 100+ regulators across 50+ languages, filters to your business lines and jurisdictions, classifies relevance, maps each change to the affected obligations in your policy library, and flags coverage gaps before your team logs in. Policy Manager — the policy lifecycle Turns a flagged change into a drafted amendment, routes it through review and approval, captures employee acknowledgment, answers policy questions on demand, and generates the examination-ready evidence package. Cross-policy semantic search Identifies every affected policy in your library — including indirect references, embedded obligations, and cross-policy dependencies that keyword search misses entirely. Examination-ready evidence in under 30 seconds Generates a chronological, attributed evidence package covering every monitored update, gap analysis, policy change, approval, and employee acknowledgment tied to an obligation — formatted for submission. Source Coverage Dashboard Makes completeness visible before an exam, tracking every monitored regulator, every update surfaced, the gap between publication and action dates, and an exportable attestation of coverage. Closed-loop enforcement with Quantum When a policy changes and employees acknowledge it, Quantum enforces the new standard in communications automatically — no manual coordination required. 100+ Regulators monitored across 50+ languages <30 sec Examination evidence package generation 35 min Daily monitoring cycle, down from 2+ hours manual 120+ Institutions using Behavox What does Behavox Pathfinder do? Pathfinder converts a regulatory update from any monitored jurisdiction into an approved, employee-acknowledged internal policy change in a single auditable system — spanning monitoring, gap analysis, drafting, approval, acknowledgment, and examination evidence, without a separate GRC integration, consulting engagement, or SharePoint workflow. How is RegScan different from a typical regulatory alert-monitoring tool? RegScan doesn't just surface undifferentiated alerts. It filters updates from 100+ regulators across 50+ languages to your business lines and jurisdictions, classifies relevance, maps each change to the specific obligations in your policy library, and flags coverage gaps — before your team logs in. How does Pathfinder integrate with the rest of the Behavox platform? Pathfinder completes the Behavox compliance lifecycle as a three-layer control stack. Directive controls: RegScan surfaces a regulatory change and maps its impact, Policy Manager drafts and approves the policy update, employees acknowledge it. Preventive controls: Compass checks conflicts against the live policy and Policy Q&A answers what's allowed before someone acts. Detective controls: Quantum and Polaris enforce the new standard in communications and trading — all mapped to the same obligations through the Behavox Unified Risk Taxonomy, with evidence captured at every step under one audit trail. Is Pathfinder's AI defensible to a model-risk committee? Yes. AI drafts amendments, detects conflicts, and answers policy questions in natural language, but a compliance officer approves every change before it enters the policy library — no autonomous policy decisions. Model behavior, versions, and validation evidence are documented in the Model Validation Portal, deployable under SR 26-2 / SR 11-7 model-risk governance, and third-party frontier models run through enterprise private endpoints with zero data retention.

## Polaris

URL: https://www.behavox.com/polaris

Trade surveillance that keeps pace with the business — so you can trade new asset classes and enter new markets, not wait on compliance. Polaris is Behavox's cross-asset trade surveillance platform that maps 35 detection policies and 263 situations to specific regulations across all 10 asset classes, combining rules, statistics and machine learning with an optional AI filter that cuts alert volumes by up to 95%. Behavox Polaris is cross-asset trade surveillance across all 10 asset classes — 35 regulation-mapped policies and an AI filter that cuts alert volume. Broadest asset-class coverage All 10 asset classes — equities, FX, fixed income, commodities, money markets, structured products, funds & CIS, environmental products, digital assets/crypto and prediction markets — run on one platform, one analyst console and one model-risk framework. Regulation-mapped detection The Behavox Unified Risk Taxonomy maps 35 detection policies and 263 individual situations across 8 risk categories to specific regulatory regimes, each with a cited source, so defensibility doesn't depend on manual reconstruction. Three detection methods, run as peers Rules, statistics and machine learning run as first-class peers rather than a single method — each catches what the others miss — with an optional Behavox AI filter applied only downstream of detection. Up to 95% fewer false positives Behavox AI brings frontier-model reasoning to every alert inside your tenant, enriching, prioritizing and triaging without changing detection coverage, and with a human reviewer on every compliance decision. Behavox Scout investigation assistant Investigators query trade and communications data in plain English and get audit-grade evidence packets back in minutes; Scout is read-only and cannot mutate alerts or rules. AI-assisted, fast integration AI proposes the field-by-field data mapping from source systems, taking production-quality data streams live in 4–8 weeks, with market data included from LSEG/Refinitiv and specialty providers. 10 Asset classes on one platform 35 Detection policies mapped to regulation 263 Individual detection situations up to 95% Reduction in alert volume What asset classes does Polaris cover? Polaris covers all 10 asset classes on one platform — equities, fixed income, FX, commodities, money markets, structured products, funds & CIS, environmental products, digital assets/crypto and prediction markets — so extending coverage is a configuration exercise, not a new vendor contract. How does Polaris reduce alert volume without weakening detection? Detection runs through rules, statistics and machine learning as first-class peers, and Behavox AI is applied only downstream as an optional filter for enrichment, prioritization and triage — reducing alert volumes by up to 95% while detection coverage and the audit trail stay identical, with a human reviewer on every decision. How long does it take to bring Polaris into production? AI-assisted integration proposes the field-by-field mapping from your source systems for a data engineer to review, taking production-quality data live in 4–8 weeks — versus the years legacy integrations have historically taken.

## Quantum

URL: https://www.behavox.com/quantum

Communication surveillance that lets the business use every channel it needs — voice, chat, WhatsApp, Teams, AI assistants — in 50+ languages, at the lowest alert volume on the market. Quantum is the best-in-class communication surveillance platform, monitoring voice and text across 50+ languages and 150+ channels with the lowest alert volume on the market, powered by pre-built AI Risk Policies aligned to the Unified Risk Taxonomy. Behavox Quantum is communication surveillance across 150+ channels and 50+ languages — voice, chat, WhatsApp and Teams, at the lowest alert volume. AI Risk Policies (AIRPs) Pre-built, pre-trained policies from the Behavox Compliance Knowledge Base, aligned to the Unified Risk Taxonomy so every alert maps to a defined risk, situation, and regulatory control. Every channel, every modality Voice and text across 50+ languages and 150+ channels, plus visual content, AI-agent interactions, and AI-generated records that legacy platforms were never built to capture. Full compliance and conduct risk coverage 100+ detection scenarios spanning conflicts of interest, conduct and harassment, personal trading policy, unauthorized disclosure, client handling, regulatory violations, and market misconduct. Enterprise scale GCP infrastructure auto-scales and GPU-accelerates, AIRPs pre-filter 65–70% of communication volume before an alert is ever generated, and Digital Employees handle L1 disposition around the clock. Scout — agentic AI investigations When an alert is escalated, Scout autonomously gathers and correlates evidence across trade data, HR records, access logs, and communications history, producing a structured, audit-grade investigation record with a human reviewer on every compliance decision. One platform Quantum feeds Falcon's insider-threat detection, shares one investigation workspace and audit trail with Polaris, and archives natively into Intelligent Archive for regulatory production in under 4 hours. 50+ Languages 150+ Channels covered 120+ Institutions deployed 500M+ Communications monitored per month How does Quantum achieve the lowest alert volume in the market? Quantum's AIRPs — AI Risk Policies — are pre-built and pre-trained from the Behavox Compliance Knowledge Base and aligned to the Unified Risk Taxonomy, so every alert maps to a defined risk and regulatory control. This pre-filtering removes 65–70% of communication volume before a single alert is generated. What channels and modalities does Quantum cover? Quantum covers 150+ channels including email, Bloomberg, WhatsApp, Microsoft Teams, Slack, Zoom, LinkedIn, and YouTube, plus voice, visual content such as screenshots and shared documents, AI-agent interactions, and AI-generated records, across 50+ languages. How does Quantum address FINRA Notice 25-07 and SEC 2026 priorities? Quantum natively captures autonomous AI-agent interactions, aligned to FINRA Notice 25-07's supervision obligations, and structurally captures AI-generated records such as meeting summaries and co-pilot outputs within SEC 2026 books-and-records examination priorities. As of Q2 2026, Quantum is the only platform to have published a native architecture for AI-agent capture aligned to FINRA Notice 25-07.

## Behavox Announces Strategic Partnership to Expand AI Compliance

URL: https://www.behavox.com/news/2026-sample-partnership-announcement

Behavox announces a strategic partnership to extend AI-native compliance and conduct surveillance to more financial institutions worldwide. Behavox today announced a strategic partnership to extend its AI-native compliance and conduct-surveillance platform to more financial institutions worldwide.

## Quantum Reaches a New Detection Milestone

URL: https://www.behavox.com/news/2026-sample-product-milestone

Quantum reaches a new conduct-surveillance detection milestone, improving precision across voice, text, and structured communications. Quantum has reached a new conduct-surveillance detection milestone, improving precision across voice, text, and structured communications.

## About Behavox — A Decade at Scale, Profitable, Backed Long-Term

URL: https://www.behavox.com/about

Founded in 2014, Behavox is a profitable, AI-native compliance platform company backed by HPS Investment Partners, BlackRock, SoftBank, Citigroup, Index Ventures and Hoxton, serving 120+ customers including 70 global banks from six offices in London, New York, Washington, Montreal, Toronto and Tokyo. Behavox has built AI-native compliance software since 2014 — profitable, backed by HPS and BlackRock, serving 120+ customers including 70 global banks.

## Behavox AI — Explainable AI, Governed to SR 26-2

URL: https://www.behavox.com/behavox-ai

Behavox AI is not experimental chatbots — it's purpose-built, explainable AI for compliance, benchmarked against a million-plus labelled compliance cases, in production for 4+ years, with detection models governed to the Federal Reserve's SR 26-2 model-risk standard. Purpose-built, explainable AI for compliance — benchmarked on 1M+ labelled cases, governed to the Fed's SR 26-2 and certified to ISO/IEC 42001:2023.

## Careers at Behavox — We're Looking for Fearless Innovators

URL: https://www.behavox.com/careers

Behavox is hiring fearless innovators across AI research, engineering, product, compliance and commercial roles — guided by five values, with competitive Radford-benchmarked pay, monthly bonuses, equity, Day-One health cover, and offices in London, New York, Montreal, Toronto and Tokyo. Careers at Behavox: five values, Radford-benchmarked pay, monthly bonus, stock options, health from Day One and global mobility. See open roles.

## Contact Us — Behavox

URL: https://www.behavox.com/contact

Global offices across North America, EMEA and APAC — reach Behavox for a demo, sales, media or general enquiries. Global offices across North America, EMEA and APAC — and a specialist ready to help. Request a demo, contact sales, media or general enquiries.

## Events 2026 — Behavox

URL: https://www.behavox.com/events

Behavox is on the road in 2026 — four times its historical event volume — meeting compliance, surveillance, and AI leaders at industry summits, invitation-only leaders' networks, and executive roundtables worldwide. Meet Behavox in 2026 at XLoD Global, Risk Live Europe, 1LoD leaders' networks and executive roundtables — plus on-demand regulatory webinars.

## Compliance, reimagined with AI

URL: https://www.behavox.com/

Behavox builds AI-native compliance and conduct-surveillance software for the world's leading banks, asset managers, and hedge funds. AI-native compliance: Behavox reads intent, not just keywords, so teams investigate what matters across every communication channel.

## Leadership — Behavox Executive Team & Board of Directors

URL: https://www.behavox.com/leadership

Behavox's leadership team spans 12 executives across product, engineering, revenue, security and customer success, overseen by a five-member Board of Directors including the founder and independent directors from HPS Investment Partners, the SEC and Splunk. Meet the Behavox executive team and Board of Directors — the leaders building the AI-native platform for surveillance, risk and controls.

## Newsroom — Behavox

URL: https://www.behavox.com/news

Behavox newsroom covers product launches, customer wins, results and recognition from across the company. Behavox newsroom: product launches, customer wins, financial and growth milestones, industry awards, and press coverage from across Behavox.

## Unified Risk Taxonomy — Behavox

URL: https://www.behavox.com/risk-taxonomy

The Behavox Unified Risk Taxonomy (URT) is the single data model that powers Behavox AI agents and unifies controls across Quantum, Polaris and Compass, covering 141 risk policies, 501 risk situations, 10 asset classes and 3 surveillance products on one shared schema. The Behavox Unified Risk Taxonomy (URT) is the single data model behind Quantum, Polaris and Compass — 141 risk policies across 10 asset classes.

## Security & Compliance — Behavox

URL: https://www.behavox.com/security-compliance

Behavox is SOC 2 Type II audited and ISO/IEC 27001 and ISO/IEC 42001:2023 certified, runs single-tenant on Google Cloud's FedRAMP-authorized platform with customer-held KMS keys, and makes its full security documentation available in the Behavox Trust Center under NDA. Behavox is SOC 2 Type II audited and ISO/IEC 27001 and 42001:2023 certified, running single-tenant on Google Cloud with customer-held KMS keys.

## AI Agents for Compliance

URL: https://www.behavox.com/solutions/ai-agents-compliance

AI Agents for Compliance Three-model consensus handles routine alert review autonomously, with a defensible, regulator-ready audit trail for every decision. Behavox Digital Employees are AI agents built for compliance workflows — handling routine alert review with three-model consensus and producing a full, regulator-ready audit trail for every decision. Behavox Digital Employees apply three-model consensus to routine compliance alert review, documenting every decision in a regulator-ready log.

## Communication Surveillance

URL: https://www.behavox.com/solutions/communication-surveillance

Communication Surveillance Unified surveillance across 150+ channels with AI-powered noise reduction — evidence packages ready for regulators in under 4 hours. Quantum gives compliance teams unified surveillance across 150+ communication channels — with AI-powered noise reduction and evidence packaging built for the speed regulators now expect. Behavox Quantum monitors 150+ communication channels with AI models that cut false positives 65–70% and package regulatory evidence in under 4 hours.

## Conflict of Interest & PAD

URL: https://www.behavox.com/solutions/conflict-of-interest

Conflict of Interest & PAD Automate compliance. Eliminate the disclosure gap. Compass replaces manual pre-clearance workflows and paper disclosure forms with an automated, auditable COI and personal-account-dealing platform built for risk-intensive enterprises. Automate conflict-of-interest and personal account dealing compliance with Behavox Compass — pre-clearance, disclosure and audit-ready reporting.

## Control Room

URL: https://www.behavox.com/solutions/control-room

Control Room Every information barrier, watch list and wall-crossing event in one real-time command centre — with a full audit trail. Atlas gives control-room teams unified, real-time visibility across information barriers, watch lists, wall-crossing events and restricted-list workflows — with full audit trails. Behavox Atlas gives control-room teams real-time visibility across information barriers, watch lists and wall crossings — with full audit trails.

## Cross-Border Compliance

URL: https://www.behavox.com/solutions/cross-border-compliance

Cross-Border Compliance The right compliance answer for every market, delivered in real time at the point of client interaction. Behavox embeds machine-readable regulatory rules for 190+ jurisdictions directly into the workflows of client-facing teams — so compliance verification happens at the point of every interaction, not in a retrospective review. Behavox embeds machine-readable regulatory rules for 190+ jurisdictions into client-facing workflows, verifying compliance in real time. Launching 2026.

## Front Office Analytics

URL: https://www.behavox.com/solutions/front-office-analytics

Front Office Analytics Give the front office a daily, data-driven edge — prescribed actions, not more dashboards. Front Office Analytics is Behavox's use case for turning fragmented trade, transactional and market data into prescribed daily actions with Mosaic — telling each salesperson who to call, what to pitch and when, with the evidence behind every recommendation. Behavox Mosaic turns fragmented trade, transaction and market data into prescribed daily actions — a ranked call list and revenue attribution.

## Insider Threat Surveillance

URL: https://www.behavox.com/solutions/insider-threat-surveillance

Insider Threat Surveillance Multilingual, cross-channel insider-risk detection across 18 risk policies — with risk scores updated in under 60 seconds. Falcon monitors communications and behavioral signals across 18 risk policies and 50+ languages, surfacing information leakage, data-exfiltration intent and conduct-risk patterns before they become incidents. Behavox Falcon detects information leakage, exfiltration intent and conduct risk across 18 risk policies and 50+ languages, scoring risk in 60 seconds.

## Managed Services

URL: https://www.behavox.com/solutions/managed-services

Managed Services Expert compliance operations, backed by the team that built the platform — alert review, investigations and surveillance tuning as an extension of your team. Behavox Managed Services pairs experienced compliance-operations professionals with the Behavox platform to run alert review, investigations and surveillance tuning as an extension of your in-house compliance function. Behavox Managed Services pairs alert reviewers, case managers and surveillance-tuning specialists with the platform you already run.

## Regulatory Archive

URL: https://www.behavox.com/solutions/regulatory-archive

Regulatory Archive A single WORM-compliant archive that satisfies regulators — not just stores records. Intelligent Archive replaces fragmented, multi-vendor archive stacks with a single WORM-compliant platform for electronic-communications archiving, eDiscovery and regulatory production. Behavox Intelligent Archive unifies 150+ communication types in a WORM- compliant archive with AI search and eDiscovery — production in under 4 hours.

## Regulatory Change Management

URL: https://www.behavox.com/solutions/regulatory-change-management

Regulatory Change Management Continuous regulatory monitoring, automated impact analysis and tracked remediation — from horizon-scanning to attestation, in one platform. Behavox Pathfinder turns regulatory horizon-scanning from a manual research burden into a continuous, automated compliance function — mapping new requirements to existing policies and tracking remediation through closure. Behavox Pathfinder automates regulatory change management — horizon-scanning, impact and gap analysis, policy management and attestation tracking.

## Trade Surveillance

URL: https://www.behavox.com/solutions/trade-surveillance

Trade Surveillance AI-powered detection across every asset class, with communications context in one investigation view. Behavox Polaris monitors trading across equities, FX, fixed income, commodities, derivatives, crypto and prediction markets — detecting spoofing, wash trading, front-running and cross-asset manipulation with AI precision and integrated communications context. Behavox Polaris detects spoofing, layering, wash trading and cross-asset manipulation across 10 asset classes, with communications context from Quantum.