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Regulatory Archive

Behavox Intelligent Archive — Regulatory Archive

Respond to any regulatory request — in hours instead of weeks.

01

One archive, 150+ data types

Every channel and trade record in a single WORM-compliant system of record.

02

Hours, not days

Regulatory production from 2–5 days to under 4 hours, with AI semantic search.

03

Migrate without turning anything off

Runs in parallel with incumbents; cut over only once coverage is proven.

The problem

Behavox Intelligent Archive replaces the manual coordination of a disconnected archive estate with a single, auditable system of record.

Regulated institutions run multiple archive systems — across different business lines or regions — each from a different vendor, with no single search interface, no unified legal hold, and no real visibility into whether data is complete. When a regulator issues a document request, compliance teams log into multiple systems, manually aggregate results, and coordinate with IT for export. The process takes 2–5 days.

A missing conversation thread can escalate from a document request to an enforcement referral — and that gap may exist in any of more than 150 data types your institution generates every day.

Why it matters

  • Regulatory agility — respond to any document request, legal hold, or examination request within hours, not days. Compliance teams stop rebuilding records by hand and start producing them on demand.
  • Lower run-rate cost — consolidate 5–10 separate archive vendors onto one platform. Up to 20x lower export cost compared to per-gigabyte legacy pricing. Deduplication reduces review volume by up to 30% without touching the underlying WORM record.
  • Stronger defensibility — tamper-proof WORM retention; legal holds persist indefinitely with no expiration. GCP Bucket Lock guarantees content cannot be modified or deleted before retention expiry, regardless of who issues the instruction.
  • Protection of the franchise — fragmented, non-WORM-compliant archives are now an enforcement liability. The SEC and CFTC levied $1.8 billion+ in fines across 16 major institutions in 2022 for off-channel communications failures. A second enforcement wave in 2023 added $549 million more.
  • New channel enablement — a defensible archive is what lets the business adopt new channels. You can only say yes to WhatsApp, Teams or any new venue if you can prove you're capturing it.

What it does

A single WORM-compliant archive for 12+ channels: email, Bloomberg, Slack, Teams, ICE Chat, WhatsApp, Symphony, voice, mobile messaging, and attachments — one search interface, no separate logins, across 150+ data types.

AI-powered semantic search — find communications by concept and intent, not just exact keywords. Cross-language retrieval without pre-translation. P95 search latency under 30 seconds across 5+ year archives.

Native eDiscovery lifecycle built in — legal hold applied at custodian level across all channels simultaneously, review groups with RBAC, direct export to Relativity and PST/EML. No third-party eDiscovery bolt-on required.

Regulatory production in under 4 hours. The process that took 2–5 days becomes a structured, auditable workflow with AI-assisted document assembly.

Migrate without turning anything off. Behavox ingests from your existing archives and runs in parallel with incumbents during a phased migration — historical data is back-loaded, new data is captured in both systems during the transition, and you cut over only once coverage is proven. You never switch off a system of record on faith.

Why Behavox

The only platform that combines unified multi-channel archiving, AI-powered search, native case management from hold through production, continuous legal hold with no expiration, review groups with RBAC, and WORM-compliant storage in a single cloud-native platform. Competitors require two to three separate vendor relationships to match equivalent coverage.

Data residency in any GCP region — built for institutions with cross-border sovereign-data requirements under GDPR, MAS TRM, HKMA and DORA.

What you get

  • Regulatory production: 2–5 days → under 4 hours
  • Review volume reduction: up to 30% via deduplication (WORM record unchanged)
  • Export cost savings: up to 20x lower than per-GB legacy vendor pricing
  • AI search latency: under 30 seconds across 5+ year archives
  • 150+ data types · 12+ channels (email, Bloomberg, Slack, Teams, WhatsApp, Symphony, voice, mobile)
  • Satisfies SEC Rule 17a-4(f) · CFTC 1.35 · MiFID II · FCA SYSC 10A · ESMA ·MAS · GDPR · DORA · SOX · HIPAA — out of the box

Where AI helps

  • Semantic cross-language search — retrieve communications by meaning and intent, no pre-translation required, across 50+ languages.
  • AI voice transcription — voice recordings indexed alongside text communications, fully searchable.
  • Scanned-document OCR search — scanned PDFs and document attachments included in the unified search index.
  • Relevance scoring — AI ranks results by responsiveness to the request, reducing manual review volume.

Proof

Certifications & infrastructure: SOC 2 Type II · ISO/IEC 27001 (certified) · FedRAMP-authorized cloud platform (Google Cloud) ·single-tenant GCP · customer-held KMS keys. Product-specific certificate scope is detailed in the Behavox Trust Center.

Infrastructure: Google Cloud Platform — single-tenant, customer-held KMS keys, GCP Bucket Lock WORM storage.

Part of the Behavox controls platform: one data layer shared with Quantum, Polaris and the rest of the ecosystem. Built on the platform trusted by 120+ institutions — global banks, hedge funds, asset managers, oil majors, crypto firms, and insurance carriers. Backed by $270M+ in R&D.

Frequently asked questions

How fast can Intelligent Archive respond to a regulatory request?
Regulatory production drops from the industry-standard 2–5 days to under 4 hours, turning the process into a structured, auditable workflow with AI-assisted document assembly.
What channels and data types does Intelligent Archive cover?
A single WORM-compliant archive spans 12+ channels — email, Bloomberg, Slack, Teams, ICE Chat, WhatsApp, Symphony, voice, mobile messaging, and attachments — across 150+ data types, all searchable from one interface with no separate logins.
Which regulations does Intelligent Archive satisfy out of the box?
It satisfies SEC Rule 17a-4(f), CFTC 1.35, MiFID II, FCA SYSC 10A, ESMA, MAS, GDPR, DORA, SOX, and HIPAA out of the box, with data residency available in any GCP region for cross-border sovereign-data requirements.

See it on your own data

Book a 30-minute session tailored to your firm's risk, channels and regulatory footprint.

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