5 Common Ways Financial Institutions Can Fall Foul of Regulations

Global financial institutions racked up more than US$36 billion in fines due to non-compliance in 2019 ($10 billion more than 2018), and with increasing numbers of organizations entrusting their staff to work from home, that figure is likely to be even higher this year.

In this infographic, you’ll learn:

1. Number of enforcement cases
2. Definitions of some of the most common compliance breaches
3. Which bank claimed the dubious honor of receiving 2019’s biggest fine