An Event With

AI 101 For Financial Services: From Hype to High-Impact

Date: August 6, 2025
Time: 10:00 AM ET | 3:00 PM BST
Location: Zoom

AI is everywhere – but for legal, risk, and compliance professionals, it often feels inaccessible, overly technical, or disconnected from day-to-day workflows.

This session cuts through the hype. Learn how AI is being responsibly adopted in Communications Surveillance to reduce risk, lower costs, streamline compliance and meet regulatory expectations – no technical background required.

Join Behavox Sales Engineer Deepak Nayak and Senior Regulatory Compliance Analyst James Burgess for a practical walkthrough of how AI delivers results that manual processes and outdated tools simply can’t.

What You’ll Learn:

  • AI Basics, Explained Clearly: What it is, how it works, and where it applies in compliance
  • Regulatory Expectations: How governance, explainability, and transparency meet audit standards
  • Breaking Down Silos: Unify voice, chat, email, and comms across cross-functional teams and global offices, facilitated by one searchable platform
  • Cost-Saving Workflows: Slash time spent on false positives and lengthy case reviews
  • Real-World Gains: Reduce alert fatigue, accelerate investigations, and raise review quality

What You’ll Take Away

  • Faster, more accurate risk detection across all communication channels
  • Up to 70% reduction in manual workload using specialized, explainable models
  • Regulator-ready design with built-in governance and audit trails
  • Reduced costs through fewer alerts, quicker escalations, and unified tooling
  • Seamless integration that eliminates compliance silos without major IT disruption
  • AI that supports and enhances your team, not replaces it

This session will conclude with a live Q&A.

Who Should Attend:

Legal, compliance, and risk professionals at:

  • Commodity trading firms, investment banks, asset managers, hedge funds, broker-dealers, and insurance firms
  • Titles such as General Counsel, Chief Compliance Officer, Head of Surveillance, Chief Risk Officer, and Regulatory Change Lead

This session is for professionals who are:

  • Exploring AI but unsure where to start
  • Focused on regulatory defensibility and model transparency
  • Frustrated by false positives, slow investigations, or fragmented systems
  • Looking to lower costs and strengthen oversight

This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.