An Event With

How Firms Should Prepare for Changing FCA Misconduct Rules

Date: August 20, 2025
Time: 10:00 AM ET | 3:00 PM BST
Location: Zoom

On September 1, 2026, the Financial Conduct Authority (FCA) will expand its Conduct Rules to apply uniformly across the financial sector, covering more than 37,000 firms from global banks to asset managers, insurers, and pension providers.

In this live briefing, Wai Yin Hampton, Regulatory Compliance Analyst, and Francois Suanez, Global Head of Regulatory Compliance at Behavox, will walk through what’s changing, what’s been scaled back, what’s expected – and how leading firms should be preparing. This marks a decisive regulatory shift: the FCA is demanding real, demonstrable progress on non-financial misconduct. Culture risk is business risk – and the time to act is now.

What You’ll Learn

  • Understanding Non-Financial Misconduct (NFM): Why it matters, what’s changed, and why regulators are acting now
  • CP 25/18 Key Provisions: Who it applies to, What’s in the FCA’s final rules – and what was left out
  • Conduct in Practice: How firms can tackle misconduct, address gaps analysis, update surveillance and more via 5 step guidance plan.
  • What Enforcement Looks Like: Real-world examples and consequences for non-compliance

Who Should Attend?

This session is designed for senior decision-makers across all regulated financial firms, including:

  • Chief Compliance Officers
  • General Counsel and Legal Affairs Leaders
  • Heads of Risk, Surveillance, and Conduct
  • Senior HR and Culture Executives
  • Board Members and Executive Sponsors of Conduct Programs

Stay Ahead of the 2026 Deadline. Register today to understand the full scope of the FCA’s evolving misconduct rules – and learn what your firm can do now to lead on compliance and culture.

This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.