An Event With
Unblock the Front Office: Preventive Enterprise Controls for Instant Policy Answers
Date: December 3, 2025
Time: 10:00 AM – 11:00 AM ET | 3:00 PM – 4:00 PM GMT
Location: Zoom
Financial institutions are cutting more alert volume than ever and improving precision with Behavox GPU-based AI Risk Policies (AIRPs). Customers are reporting results with up to 80 percent fewer alerts and a twofold increase in true positives.
As risk detection improves, regulators are asking how firms will shift to preventive controls. In this live session, Head of Business Development & Strategy, John Showell, will demonstrate how Pathfinder Policy Manager delivers instant, citation-backed policy answers with full audit trails and human-in-the-loop governance at enterprise scale.
Global Head of Regulatory Compliance Francois Suanez will provide a brief regulatory outlook and explain why preventive controls are the next examination focus. Product Manager Nishant Chug will walk through front-office scenarios, including gifts and entertainment, personal account dealing, and conflicts of interest or outside business activities, with evidence capture and reporting.
The session will close with a Behavox AI roadmap preview of upcoming directive controls, including RegScan and Conflict-of-Interest enhancements, followed by live Q&A.
What You’ll Learn
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Instant, governed policy answers with source citations, case review, and change control.
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Approvals & forms in one flow (e.g., Gifts & Entertainment, PA Dealing, Conflicts/OBA) with routing and evidence capture.
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Defensibility at scale: audit logs, reporting, and SR 11-7–aligned model governance.
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Enterprise fit: connectors to where policies live (SharePoint, OneDrive, Google Drive, Box), SSO/SAML/AD, and role-based permissions.
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Measuring value: how teams baseline time saved, deflection rates, and accuracy, and how to replicate the approach at your firm.
Register to see preventive controls in action and speak directly with Behavox product, strategy, and regulatory leaders.
Who Should Attend
Chief Compliance Officers, Heads of Compliance Advisory, Control Room & Conflicts Leads, Compliance COOs, Policy Owners, Conduct Risk, Technology Risk, and Front-Office Supervisors at banks, commodities firms, brokers, asset managers, and insurers.
This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.
