An Event With
Beyond Legacy Compliance: AI Risk Reduction & Stronger Oversight Roundtable London
Date: Wednesday, March 19, 2025
Time: 8:00AM – 10:30AM GMT
Location: 1 Lombard Street, 1776 Private Room, 1 Lombard Street, London EC3V 9AA
Join us for an exclusive roundtable in London, moderated by Sven Jones, Chief Compliance Officer at Marshall Wace LLP, to engage in a high-impact discussion with senior leaders from banking, asset management, hedge funds, private equity, venture capital, insurance, fintech, and other financial institutions.
As regulatory scrutiny intensifies across financial services, firms must evolve their compliance and surveillance frameworks to mitigate emerging risks. Leading organizations are adopting AI-driven solutions to enhance oversight, reduce false positives, and ensure regulatory readiness.
Discussion Topics:
- Unrecorded Communication Channels: Managing risks from unmonitored platforms like WhatsApp, Slack, Zoom, and Teams while aligning with regulatory expectations.
- AI & Model Governance: Implementing AI-driven surveillance while ensuring compliance with governance frameworks and evolving global regulatory standards.
- Lexicons vs. Large Language Models (LLMs): Moving beyond rule-based detection to AI-powered models that improve accuracy and reduce false positives.
- Integrated Surveillance & Archiving: Enhancing efficiency with seamless AI-powered archiving, surveillance, and analytics for a proactive compliance strategy.
What to expect:
Engage with industry leaders shaping the future of compliance and risk management while gaining deeper insight into AI’s role in eliminating blind spots, reducing false positives, and strengthening risk detection. Walk away with actionable strategies to stay ahead of evolving regulations, enhance operational efficiency, and forge meaningful connections.
Chatham House Rules apply, ensuring open and confidential discussions.
Agenda
| Time | Agenda |
|---|---|
| 8:00AM | Breakfast & Networking |
| 8:30AM | Roundtable Discussion |
| 10:00AM | Networking & Refreshments |
This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.
