An Event With
Building a Defensible Commodities Controls Operating Model
London Commodities Roundtable
Date: March 3, 2026
Time: 8:00 AM – 10:00 AM GMT
Location : 1 Hotel Mayfair, 3 Berkeley Street, London, UK
From Alerts to Audit-Ready: Building Investigation and Evidence Workflows That Hold Up
Commodity firms are under pressure to expand into new markets, desks, and communication channels without degrading control maturity. The problem is rarely “detection” alone. It’s the operating model that connects obligations, approvals, surveillance signals, investigations, and record-keeping into a single, regulator-ready control story.
Moderated by Eren Erman, RegTrail CEO, this executive roundtable hosted by Behavox’s Strategic Account Director, Michael Sokolow, is a working discussion for senior compliance, surveillance, and control room leaders focused on the seams: where handoffs break, where evidence gets reconstructed too late, and how leading firms are building repeatable, auditable workflows that reduce rework without sacrificing coverage.
Discussion Topics
Defensibility in commodities surveillance
How leaders drive consistent decisions, documented rationale, and an audit-ready case narrative across desks, regions, and venues.
From obligations to outcomes
Connecting policy requirements and approvals to escalation, investigation workflows, and continuous recordkeeping.
Where investigations break
Handoffs and unclear ownership between Compliance, Surveillance, and Control Room, and the operating model patterns firms use to reduce delays and rework.
Evidence by default
Capturing approvals, trade context, communications context, and investigative decisions so cases are replayable and defensible.
The leadership scorecard
Time-to-disposition, false positives and rework, consistency of outcomes, and operational burden without sacrificing coverage.
Agenda:
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Time 8:00 AM – 8:15 AM GMT 8:15 AM – 10:00 AM GMT |
Overview Check in and Networking Breakfast Roundtable |
This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.
