An Event With
Commodities Trading Surveillance Roundtable London
Date: February 11, 2025
Time: 8:00 AM – 10:00 AM BST
Location: PricewaterhouseCoopers LLP
7 More London Riverside, London, SE1 2RT, UK
Join Graham Ure, Partner at PwC UK for a Roundtable in London to dive into the following discussion points:
- Unrecorded Channels: Tackling the challenge of unrecorded communication channels and aligning surveillance strategies with regulatory expectations.
- AI and Model Governance: Exploring how AI is reshaping compliance and surveillance, with a focus on robust model governance frameworks like SR 11-7.
- Lexicons vs. Large Language Models (LLMs): Examining the transition from lexicon-based systems to LLMs, including robust testing practices and implementation strategies.
- Records Management and Integrated Compliance Solutions: Discussing how to ensure seamless integration of archiving, surveillance, and analytics for compliance efficiency and regulatory assurance.
Chatham House Rule applies, ensuring open and confidential discussions.
Agenda
| Time | Overview |
|---|---|
| 8:00AM | Breakfast |
| 8:30AM | Roundtable discussion |
This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.
