Regulators - Relief, Relations, Resilience, and the Road Ahead

Unprecedented times have prompted extraordinary measures in the compliance world. Regulators across the globe have adapted with unusual speed to a remote work environment and its demand for a novel approach to supervision. Financial firms have weathered uncertainty and change while working hard to ensure the integrity of their compliance initiatives.

As regulators transform their processes and accelerate what was already becoming a trend towards more remote supervision, firms must examine how best to communicate with regulators, how the environment may change in the future, and the sort of retrospective reviews all compliance officers must consider to future-proof their firm.