Risk-Based Approach to Ensuring Effective Compliance — Wherever You Are
Your firm is now decentralized and working remotely…have you re-prioritized your risks to account for these unprecedented conditions? Is there an obvious technology play to help reduce the explosive growth in false positives that are being generated by extraordinary market conditions and a distributed business? What does a change in supervision from regulators mean to you and your team?
Hear answers to these questions, and many more, from leading compliance practitioners who are responding to a newly distributed workforce with innovative and actionable solutions across governance, resourcing, infrastructure, monitoring and risk.
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Head of Regulatory Intelligence
Former Global Head of Monitoring and Surveillance Counsel