Webinar Recordings

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How Firms Should Prepare for Changing FCA Misconduct Rules
August 20, 2025
Wai Yin Hampton
Francois Suanez

On September 1, 2026, the Financial Conduct Authority (FCA) will expand its Conduct Rules to apply uniformly across the financial sector, covering more than 37,000 firms from global banks to asset managers, insurers, and pension providers.

In this live briefing, Wai Yin Hampton, Regulatory Compliance Analyst, and Francois Suanez, Global Head of Regulatory Compliance at Behavox, will walk through what’s changing, what’s been scaled back, what’s expected – and how leading firms should be preparing. This marks a decisive regulatory shift: the FCA is demanding real, demonstrable progress on non-financial misconduct. Culture risk is business risk – and the time to act is now.

Building a Winning Sales Machine: How Top FICC Sales Teams Turn Marginal Gains into Repeatable Revenue Growth
August 13, 2025
John Showell
Suko Ndlovu 

How do top-performing FICC sales teams consistently deliver commercial results in complex, data-rich environments? Join Behavox’s John Showell, Head of Strategy & Business Development, Pathfinder as he moderates a candid panel of sales leaders exploring the systems, behaviours, and cultural drivers behind high-performance teams.

Panelists:
Simon Peter Katende, Analytics & Value Partner – Global Markets, ABSA
Julien Dugat, Fixed Income Execution Platforms & Digital Sales, Natwest Markets
Cathryn Meddemmen, Managing Director, Global Head of Electronic Fixed Income Sales & Digitalisation, ING

AI 101 For Financial Services: From Hype to High-Impact
August 6, 2025
Deepak Nayak
James Burgess

This session cuts through the hype. Learn how AI is being responsibly adopted in Communications Surveillance to reduce risk, lower costs, streamline compliance and meet regulatory expectations – no technical background required.

Quarterly Summary of Regulatory Developments Q2 2025
July 24, 2025
Francois Suanez
Hannah Prieto

As the regulatory landscape continues to evolve, organizations face competing demands and rising expectations across all fronts. Watch for a detailed webinar exploring the latest global regulatory developments, from crypto compliance to AI in financial services.

The Archive Trap
July 10, 2025
Dr. Michael McGrath

Dr. Michael McGrath, Head of Strategy and Business Development at Behavox, explores how organizations can break free from legacy archive contracts and take control of their data without costly or disruptive migrations. The session covers real-world strategies to reduce archive costs, avoid contract traps, and unlock the value of historical data through modern, AI-enabled solutions.

From Data to Decisions: How Capital Markets Teams Are Using AI to Serve Clients Better
June 25, 2025
John Showell
Nishant Chug

John Showell, Head of Strategy and Business Development for Pathfinder, and Product manager Nishant Chug are joined by senior capital markets leaders to explore how AI is transforming decision-making and client engagement. Panelists share how their teams use advanced analytics to respond faster, serve clients better, and operate more strategically in today’s high-stakes environment.

Panelists:
Kimiya Minoukadeh, Global Head of Quant Trading, ING
Rob Rowe, Head of US Fixed Income Strategy, Citigroup
Robert Balch, Head of Fixed Income EMEA, SMBC Nikko Capital Markets Limited

Colorado AI Act: Key Provisions and implications for Behavox and its clients
June 11, 2025
Francois Suanez
Wai Yin Hampton

Francois Suanez, Global Head of Regulatory Compliance, and Wai Yin Hampton, Regulatory Compliance Analyst, examine how Colorado’s incoming AI Act is changing the future of AI compliance. The session covers the Act’s scope, new obligations for high-impact AI, practical steps for compliance, and how emerging U.S. and global regulations are shaping responsible AI governance.