Alert Review Managed Service Affordable, onshore and high-quality alert review Service Highlights Not limited to our Customers Available to any firm using any communication surveillance solution. High quality, onshore review Onshore review teams based in the UK, Canada and Japan ensure high quality review. Location: Canada Total experience: 18 years Experience highlights include: 5 years at IIROC as a Senior Business Conduct Examiner 3 years as CCO at a small investment company 2 years as a cash equities and options trader Other notable highlights: Fluent in English and French Chartered Financial Analyst Designation Canadian Securities Institute: Chief Financial Officer Qualifying Exam Partners, Directors, and Senior Officers Chief Compliance Officer Qualifying Exam Canadian Securities Course Conduct & Practice Handbook Affordable AI assisted review controls costs – available from as little as $1.50/alert, with bulk discounts negotiable. Customizable implementation Tiered solution options ensure you pay only for what you need. Demonstrable oversight Monthly reporting and alignment meetings ensure you remain in control. Solve your Compliance resourcing challenges now. CONTACT US
