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Join Kunjan Sheth, Head of Distribution and Advisory Compliance at Lord, Abbett & Co. LLC, and Behavox at our first U.S. roundtable of 2024.

Topic: Cost Cutting Amidst Increased Regulatory Scrutiny.

  1. What initiatives are we taking to drive efficiencies across product, process, and personnel
    • Reduction in false positives, consolidating technologies, etc.
  1. Where are regulators increasing our workload?
    • Exams, 1st line reviews, growing communication channels.

The goal will be for participants to share, within Chatham House rules, and explore in detail, ways to continuously drive efficiencies within their compliance programs whilst maintaining or reducing costs.



Tuesday, February 13, 2024


3:00 PM – 5:00 PM EST


The South Boardroom 09
530 5th Ave floor 9
New York, NY 10036

Time Overview
3:00PM Roundtable discussion
4:30PM Networking

This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.

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